Compliance Basic Policy

The basic policy of compliance for our Group is as follows:

Our Group considers it absolutely essential to adhere to laws, corporate ethics, and other regulations as we fulfill our social responsibilities through business activities. The Legal Affairs Officer, responsible for overall legal affairs, is positioned within the Corporate Management Headquarters of Kitahama Capital Partners Co., Ltd., and the Compliance Department of San Asset Management Co., Ltd., working closely with each department to strengthen compliance. For important legal matters, we seek opinions from legal advisors and conduct legal checks on all corporate activities.
Our Group also takes a firm stance against any anti-social forces that threaten public order and safety. We will not provide any benefits under any pretext and will avoid any involvement with anti-social forces. We also continually check whether stakeholders are involved with anti-social forces, and when necessary, consult with various investigation agencies or collect information.

Basic Policy on Response to Anti-Social Forces

To maintain public trust and ensure sound corporate management, we establish the following basic policy to firmly reject and sever ties with anti-social forces that threaten social order and safety through unreasonable demands: